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EVALUATION OF LEFT VENTRICULAR FILLING PRESSURE 
USING DOPPLER ECHOCARDIOGRAPHY IN SEVERE HEART 
FAILURE PATIENTS WITH REDUCED EJECTION FRACTION 
 Le Thi Bich Van1; Pham Nguyen Vinh2 
SUMMARY 
Objectives: To estimate left ventricular filling pressure using Doppler echocardiography 
according to American Society of Echocardiography guidelines in NYHA classes III - IV heart 
failure patients with an ejection fraction ≤ 40%. Subjects and methods: A descriptive cross-
sectional study on 101 patients with NYHA class III - IV severe chronic heart failure with an 
ejection fraction ≤ 40%, from April 2016 to June 2018 at Hochiminh City Heart Institute. Left 
ventricular filling pressure was estimated using 5 Doppler echocardiographic parameters, 
including peak E-wave velocity, mean E/A ratio, mean E/e’ ratio, mean peak tricuspid 
regurgitation velocity and mean left atrial volume index. Results: We have identified 83 patients 
(82.2%) with elevated left ventricular filling pressure and 18 patients with normal left ventricular 
filling pressure (17.8%). Peak E-wave velocity = 86.7 ± 27.2 cm/s; mean E/A ratio = 1.99 ± 1.18; 
mean E/e’ ratio = 14.2 ± 5.9; peak tricuspid regurgitation velocity > 2.8 m/s (62.4%) and mean 
(left atrial) volume index > 34 mL/m
2
 (96%). We recognized that an E-wave deceleration time ≤ 
125 ms, which accounted for over 50% (52.4%) of patients in the ejection fraction ≤ 30% and 
was statistically higher than 30% of patients having ejection fraction ≤ 40% (28.9%) (p = 0.02). 
Only 41.6% of patients had mean E/e’ ratio > 14, while 82.2% of patients were shown to have 
elevated left ventricular filling pressure after integrating 5 echocardiographic parameters. 
Diastolic dysfunction grade I, II and III group each accounted for 17.8%, 37.6% and 44.6% of 
patients, respectively. As for the left ventricular filling pressure group, more than half of them 
(54.2%) had diastolic dysfunction grade III. Conclusion: By integrating these 5 parameters, the 
chance of missing elevated left ventricular filling pressure patients will be lowered by half, which 
would be otherwise undetectable if only E/e’ ratio was used. 
* Key words: Heart failure; Left ventricular filling pressure; Diastolic dysfunction. 
INTRODUCTION 
Clinical assessment of left ventricular 
filling pressure (LVFP) is not only essential 
for effective medical management of heart 
failure patients, especially in severe cases, 
but also important in selecting treatment 
methods and titrating individualized diuretic, 
vasopressor and inotropic dosage to relieve 
symptoms and avoid late complications 
such as renal failure, hypotension, fluid 
and electrolyte disturbances which can 
increase mortality rate. Moreover, it can 
prevent invasive and unnecessary procedures 
such as central venous catheterization and 
the use of pulmonary arterial wedge pressure. 
1. Columbia Asia Hospital Binhduong 
2. Tam Duc Heart Hospital, Pham Ngoc Thach University of Medicine 
Corresponding author: Le Thi Bich Van (
[email protected]) 
 Date received: 02/08/2018 
 Date accepted: 20/09/2018 
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However, when LVFP can’t be measured 
reliably in 50% of cases on clinical 
settings [1], Doppler echocardiography is 
the most powerful tool in these cases. 
Doppler echocardiography surpasses clinical 
evaluation in accuracy and can determine 
LVFP 1.5 times more accurate when both 
are combined [2]. LVFP is considered 
elevated when PAWP > 12 mmHg or left 
ventricular end-diastolic pressure > 16 mmHg 
[3], both of which can change the following 
Doppler echocardiographic parameters 
and in turn are used to determine LVFP: 
peak E-wave velocity, E/A ratio, E/e’ ratio, 
peak tricuspid regurgitation velocity (TRV), 
left atrial (LA) volume index as per 2016 
American Society of Echocardiography 
(ASE) Guidelines [4]. Therefore we decided 
to conduct this study: To investigate several 
Doppler echocardiographic parameters 
and its integration in estimating LVFP 
including peak E-wave velocity, mean E/A 
ratio, mean E/e’ ratio, mean peak TRV, 
mean LA volume index in NYHA classes 
III - IV heart failure patients with an EF ≤ 40%. 
SUBJECTS AND METHODS 
1. Subjects. 
We enrolled 101 inpatients with NYHA 
classes III - IV with an EF ≤ 40% (EF = 
27.2 ± 8.2%) at Hochiminh Heart Institute, 
in which 65.3% and 34.7% of them were 
males and females, respectively, having 
an average age of 62 ± 15, from April 
2016 to June 2018. 
* Inclusion criteria: Heart failure with 
reduced left-ventricular systolic function 
based on 2016 European Society of 
Cardiology’s (ESC) recommendations. 
Heart failure classes III - IV were categorized 
based on the New York Heart Association 
(NYHA) Functional Classification. 
2. Methods. 
Descriptive cross-sectional study. 
Data collection: We’ve collected personal 
information, NYHA classes III - IV heart 
failure with EF ≤ 40% diagnoses, and 5 
Doppler echocardiographic parameters 
including E wave, E/A ratio, E/e’ ratio, 
TRV, LA which are measured using 
Philips HD XE ultrasound imaging system 
and 3.5 MHz probe. 
* Statistical analyses: Our data is entered 
in Epi. Data version 3.1 and then analyzed 
using Stata version 14.2. 
RESULTS AND DISCUSSION 
1. Characteristics of several Doppler 
echocardiographic parameters used to 
estimate LVFP. 
Over the last few years, the clinical 
and pathophysiological importance of the 
mitral inflow pattern comprising the E-wave 
and A-wave measured by echocardiography 
has been studied thoroughly. 
Table 1: Characteristics of several 
parameters used to estimate LVFP on 
Doppler echocardiography. 
Characteristics n = 101 (M ± SD) 
E (cm/s) 86.7 ± 27.2 
E/A 1.99 ± 1.18 
EDT (ms) 143 ± 72 
PAPs (mmHg) 36.0 ± 11.8 
Mean E/e’ 14.2 ± 5.9 
Septal E/e' 18.1 ± 7.1 
Lateral E/e' 12.5 ± 6.3 
TRV (m/s) 2.96 ± 0.49 
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The onset of E-wave on Doppler 
echocardiography reflects the end of 
isovolumetric relaxation period and the 
beginning of mitral valve opening, which 
occurs when the LA pressure is greater 
than that of LV and thereby increases the 
mitral flow; when the opposite happens, 
the mitral flow will decrease. Therefore 
alterations in LV end-systolic and/or end-
diastolic volume, elastic recoil and/or 
diastolic pressure will all directly affect the 
E-wave velocity. 
The A-wave velocity indicates the LA-LV 
pressure gradient during late diastole, 
which is affected by the LV compliance and 
LA contractile function. 
Our study had an E/A ratio > 1.5, 
which concured with many others such as 
Dokainish (1.66 ± 0.82) [5] and Hansen’s 
(1.9 ± 1.6) findings [6]. 
E-wave deceleration time (EDT) iwa 
influenced by LV relaxation, LV diastolic 
pressure after mitral valve opening, LV 
compliance and therefore it demonstrated 
the correlation between LV pressure and 
volume. The shorter EDT was, the shorter 
the LV filling time will be and a shortened 
EDT ≤ 125 ms was strictly correlated with 
increased mortality risk and need of heart 
transplantation. 
Table 2: EDT characteristics in patients 
categorized according to EF. 
EDT 
EF > 30% 
n (%) 
EF ≤ 30% 
n (%) 
Overall 
n (%) 
p 
> 125 ms 
27 
(71.1) 
30 
(47.6) 
57 
(56.4) 
0.02 
≤ 125 ms 
11 
(28.9) 
33 
(52.4) 
44 
(43.6) 
EDT 
(M ± SD) 
160.2 ± 
66.2 
132.1 ± 
73.0 
142.7 ± 
71.5 
0.06 
We recognized that an E-wave deceleration 
time ≤ 125 ms, which accounted for over 
50% (52.4%) of patients in the EF ≤ 30% 
group and was statistically higher than 30% 
of patients having EF ≤ 40% (p = 0.02). 
The EDT in our study was 143 ± 72 (ms), 
lower than that of Rihal’s (172 ± 66 ms) 
[7] and higher than that of Pinamonti’s 
(134.9 ± 18.9 ms) [8]. 
Table 3: Characteristics of E/e’ ratio, 
TRV and LA. 
Doppler n = 101 Percentage % 
Mean E/e’ > 14 42 41.6 
Mean E/e’ ≤ 14 59 58.4 
TRV > 2.8 m/s 63 62.4 
TRV ≤ 2.8 m/s 38 37.6 
LA > 34 mL/m
2
 97 96 
LA ≤ 34 mL/m
2
 4 4 
Mean E/e’ > 14 was one of the basic 
and non-invasive parameters that indicated 
the presence of an elevated LVFP. This 
ratio was more significant in predicting a 
patient’s prognosis and the existence of 
an elevated LVFP than several single tissue 
Doppler imaging parameters (e.g. e’ wave), 
other conventional echocardiographic 
parameters and pulmonary vein inflow. 
Pulmonary arterial pressure (PAP) is 
considered elevated when mean PAP 
> 25 mmHg measured at rest by cardiac 
catheterization. Based on pulmonary 
artery systolic pressure (PAPs) calculations 
from TR (PAPs = 4 x TR x TR) by means 
of Doppler echocardiography, PAP was 
considered elevated when PAPs 
> 35 mmHg, which was equivalent to a 
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TR > 2.8 m/s. In our study, we successfully 
measured TR in 100% of our patients, 
in which 62.4% had peak TRV > 2.8 m/s, 
while none had TR > 2.8 m/s in the control 
group; also mean PAPs in the diseased 
group was 2.96 ± 0.49 m/s, which agreed 
with the findings of the study by Dokainish 
[5] and they also showed that TR and 
PAPs were elevated in patients with heart 
failure with reduced EF. 
Left atrial hypertrophy (LAH) is associated 
with poor cardiac prognosis. Several 
etiologies of LAH include LV systolic-
diastolic dysfunction as well as atrial 
fibrillation. LA size seems to reflect LVFP 
and may be caused by accumulation of 
diastolic dysfunction over time. Of the 
study population, 96% of the diseased 
group had LA volume > 34 mL/m2, which 
were also compatible with the findings of 
a dilated left atrium in heart failure patients in 
the study by Hansen [6]. 
2. Estimated LVFP and diastolic 
function. 
Treatment efficacy in severe heart 
failure depends greatly on dose titration in 
a way that preload, afterload, LV systolic-
diastolic function must all be balanced to 
maintain a suitable cardiac output. LVFP 
is not only an important factor that helps 
titrate dosage, but it also varies over time 
and changes according to treatment 
response. 
Echocardiography is an imaging 
modality of paramount importance in 
assessing LVFP. Recently, guidelines for 
LVFP evaluation by echocardiography 
based on experts’ consensus, are published 
together with ASE/EAE guidelines and 
proven to be exact using invasive LVFP 
measurement, which indicates the fact 
that LVFP evaluation by echocardiography 
is easily accessible, feasible and highly 
accurate. 
In this study, estimating LVFP was 
done by integrating echocardiographic 
parameters based on 2016 ASE clinical 
practice guidelines in NYHA classes III - IV 
heart failure patients with an EF ≤ 40%, 
in which there were 83 patients (82.2%) 
diagnosed with elevated LVFP and 
18 patients (17.8%) with normal LVFP. 
The following table illustrates the LVFP 
and diastolic dysfunction group. 
Table 4: Characteristics of LVFP and 
diastolic dysfunction. 
Left ventricular 
filling pressure 
n = 101 Percentage 
% 
Elevated LVFP 83 82.2 
Non-elevated LVFP 18 17.8 
Diastolic dysfunction 
grade I 
18 17.8 
Diastolic dysfunction 
grade II 
38 37.6 
Diastolic dysfunction 
grade III 
45 44.6 
17.8%, 37.6% and 44.6% of the diseased 
group had diastolic dysfunction grade I, II 
and III, respectively. 
* Percentage of patients with diastolic 
dysfunction in the elevated LVFP group: 
As for the elevated LVFP group, 45.8% 
and 54.2% of patients had diastolic 
dysfunction grade II and grade III, 
respectively, no patient with diastolic 
dysfunction grade I. 
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CONCLUSIONS 
Of the study population, only 41.6% of 
our patients had mean E/e’ ratio > 14, 
while 82.2% of patients were shown to 
have elevated LVFP after integrating 5 
echocardiographic parameters. Therefore, 
E/e’ ratio > 14 had limited usage in 
predicting elevated LVFP and will miss 
half of the cases. 
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