JMR 116 E3 (7) - 2018 53 
JOURNAL OF MEDICAL RESEARCH 
SURGERY RESULT ASSESSMENT OF C1 LATERAL MASS AND 
C2 PEDICLE SCREW FIXATION IN TREATING UNSTABLE C2 
ODONTOID/ DENS FRACTURE IN PHU THO GENERAL HOSPITAL 
Son Nguyen Van1, Toan Do Thi Thanh2, Ngoc Nguyen Huy1, Hoat Luu Ngoc2 
1Phu Tho General Hospital, Vietnam; 2Hanoi Medical University, Vietnam 
Superior cervical spinal lesions account for 25% of cervical spinal lesion. Due to the special structure of 
superior cervical spine and the diversity of anatomical lesions, various non-surgical treatment methods such 
as Mini Verve powder, Halo frame, continuous traction, as well as surgical methods such as occipital splints, 
screwing through joints, C1 - C2 posterior arch binding, screwing through the odontoid process...have been 
applied to treat these lesions.Comparing these techniques, the fixation of the C1 lateral mass and C2 
pedicle with polyaxial screws has many advantages and has been widely applied in recent years. The aim of 
this study was to assess the result of Atlantal lateral mass and axis pedicle screw fixation for the treatment of 
unstable C2 odontoid fracture. We investigated the clinia records of 20 patients suffered from unstable C2 
odontoid fracture whom received an Atlantal lateral mass and axis pedicle screw fixation at Phu Tho General 
hospital from 1/2012 to 12/2015. Of all the patients, no intraoperative complications were observed. The av-
erage recovery time was 15 days, as being judged by clinical systems after surgery without major neurologi-
cal complications and wound infection. We concluded that the C1 lateral mass and C2 pedicle screw fixation 
for treatment of unstable odontoid fracture is a suitable option for these conditions with a high success rate 
and few complications. 
Keywords: C1 lateral mass, C2 pedicle screw fixation, unstable C2 odontoid/dens fracture 
I. INTRODUCTION 
C2 Odontoid fractures account for 10 - 
20% of cervical spine fractures. However, only 
type II unstable odontoid fractures, or included 
with C1 - C2 dislocation, are candidates for 
surgery [1 - 3]. These surgeries would solidify 
the vertebrae and decompress it if needed. 
There are multiple treatment methods for C2 
odontoid fracture and two main types of treat-
ments are anterior fusion and posterior fusion: 
Anterior fusion by screw inter-articulation 
odontoid was first performed by Bohler. This 
technique involves directly fixing the fractured 
line, solidifying the vertebrae and maintaining 
C1 - C2 rotational movement. The bone weld-
ing rate with this technique is approximately 
90%. However, this technique is difficult to 
perform when the fractured odontoid is com-
bined with C1 - C2 dislocation [3]. 
Posterior fusion to achieve stable fixation 
of C1 - C2 junction consists of multiple differ-
ent methods such as Magerl’s screw inter-
articulation C1 - C2 surgery with a relatively 
high bone welding rate of 78 - 99%. However, 
the risk of damage to the vertebral artery is 
high and this method is difficult to perform to 
severe C1 - C2 dislocation in patients with a 
thoracic kyphosis (Hunchbacked) [4; 5]. In 
2001, Harms and Melcher disseminated the 
technique of C1 lateral mass and C2 pedicle 
screw fixation. Harms’ C1 - C2 fixation method 
Corresponding author: Do Thi Thanh Toan, Ha Noi 
Medical University 
Email: 
[email protected] 
Received: 15/7/2018 
Accepted: 18/11/2018 
 54 JMR 116 E3 (7) - 2018 
 JOURNAL OF MEDICAL RESEARCH 
is a suitable option with low risk, easily mend-
able C1 - C2 and high bone welding rate [6]. 
We studied and applied the posterior C1 
lateral mass and C2 pedicle screw fixation for 
treating unstable C2 odontoid fracture and 
dislocated C1 - C2 in order to evaluate the 
result as well as the advantages and disad-
vantages of this method. 
II. METHODS 
1. Subjects 
Patients who suffered from unstable C2 
odontoid fracture and received a atlantal lat-
eral mass and axis pedicle screw fixation at 
Phu Tho General Hospital in 3 years, from 
01/2012 to 12/2015. 
Inclusion criteria 
+ Suffered from unstable C2 odontoid frac-
ture. 
+ Were operated in atlantal lateral mass 
and axis pedicle screw fixation. 
2. Methods 
- Study design: A case series study . 
- Time: from 1/2012 to 12/2015. 
- Place: Phu Tho General hospital. 
- Sample size and Sampling: Total sam-
pling during the study period is 20 patients met 
criteria. They were all included in the study. 
- Variables 
+ Perioperative clinical symptoms. 
+ Assessment of nerve damage according 
to ASIA scale. 
+ Assessment and classification of C1 - C2 
damage through conventional X-ray imaging 
(straight, lateral, open- mouth). 
+ Assessment of the condition of the 
vertebrae, classification of the spinal damage, 
determination of the anatomical structure of 
the vertebrae and C1 lateral mass and meas-
urement the size of C2 stem and to have a 
post-op precision of the position and location 
of screw insertion by 64 rows of computed 
tomography with perioperative vertebral artery 
rendering. 
+ Assessment of the spinal cord, soft tissue 
and to determine patient prognosis through 
MRI. 
Operative technique 
The patients received tracheal intubation in 
the prone position and their heads were fixed 
on May-Few frame. The incision was made 
along to the ligamentum flavum, in the bottom 
of the occipital C5, C6. The lower bone mem-
brane of muscle mass next to spondylosis was 
then incised to the outer edge of C2 - C3 joint. 
The lower bone membrane above the C1 pos-
terior arch was then exposed to enable the 
visualization of the C1 lateral mass and to al-
low for the inner side of the C1 lateral mass. 
The vertebral artery runs along artery channel 
above C1 posterior arch, and the C2 nerve 
root usually lies from lateral mass to the C1 
posterior arch. After protecting vertebral artery 
and C2 root by high-speed grinding with 3mm 
drill bit into the center of C1 lateral mass, aim 
the screw a 10 - 15 degrees to the center ac-
cording to horizontal plane. The screw fixa-
tions into the C1 lateral mass are 26 – 34 mm 
long and 3.5 mm in diameter was then per-
formed. The guiding mark to place the screw 
on the C2 stem was one third the length in the 
center of C2 joint block. The screw was then 
directed to the inner, upper edge of C2 arch, 
and thereafter was aimed 15 -20 degrees to 
center and upwards 20 degrees. The fixation 
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JOURNAL OF MEDICAL RESEARCH 
rod for the C1 - C2 was then placed. The outer 
section of the C1 and C2 posterior arches 
were then grinded and grafted by part of the 
C3 spondylosis. Muscles are then grafted into 
the spondylosis behind the C2. Closure of the 
skin by sutures. 
3. Research ethics 
The research protocol was conformed to 
the Helsinki Declaration and all the interviews 
have been conducted with the consent form 
sent to the study subjects or to their parents if 
they were under 17 years old at the point of 
being interviewed. Respondents had the right 
to refuse answering questions that they did not 
want to answer and stop at anytime they 
wanted. 
III. RESULTS 
The average age of patients was 35.2 
years old; the youngest patient was 15 years 
old while the oldest was 75 years old. There 
were 18 male and 2 female patients who par-
ticipated in the study. 
The primary causes for fractured odontoid 
were traffic accidents and falls. Among 20 
study patients, traffic accidents accounted for 
8 and falls accounted for 12. 
Table 1. Clinical signs 
Clinical signs Cases number Ratio % 
High neck pain 18 90% 
Sensory disorder 10 50% 
Circular muscle disorder 2 10% 
Quadriplegia 1 5% 
According to the Anderson and D’Alonzo classification, all 20 study participants had type 2 
odontoid fracture. Result from Table 1 shows that 18 patients (90%) had neck pain, 10 patients 
(50%) reported numbness on both hands and 2 (10%) patients had post-traumatic circular muscle 
disorder. There was only 1 patient who has quadriplegia, MRI showed spinal stenosis correspond-
ing to the injury but no obtrusion to the artery. 
The C1 lateral mass and the C2 pedicle screw fixation had been, as indicated by comparing 
pre- and postoperative images, successfully performed in all patients. There were no cases of 
vertebral artery injury or other complications during operation. Mending was performed relatively 
easily. Two patients with sensory disorder and circular muscle disorder were required to decom-
press C1 posterior arc, MRI revealed compressed muscles caused by dislocated C1 - C2. After 
the surgery, 18 patients had reported fewer bouts of neck pain as well as hand numbness. Ninety 
percent of them report no circular muscle disorder post-operation. One patient who had quadriple-
gia due to compressed C2 - C3 spinal cord are able to walk again after 1 year undergoing surgery 
but have not completely recovered with numbness in both hands still occurred. 
 56 JMR 116 E3 (7) - 2018 
 JOURNAL OF MEDICAL RESEARCH 
Pre-surgery images Post surgery images 
a. Odotoid/ dens fracture pre-surgery 
images 
b. Post surgery images of C1 lateral mass 
screw fixation 
c. Images of vertebral arteries d. Image of post C1 and C2 screw fixation 
e. Images of posterior C2 spinous process 
fracture 
f. Post screw fixation image of C1 and C2 
Figure 1. Pre and post surgery images 
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JOURNAL OF MEDICAL RESEARCH 
Case illustration 
A 33-year-old male patient was the victim 
of a road accident with his head and neck 
bump against the road. After falling, he 
remained conscious but with severe neck 
pain, exacerbated by movement. With neck 
movement restrained, CT scan of the neck 
spine showed C2 odontoid process fracture 
type II. 
The patient was scanned by 64-slide CT 
scanner to determine the anatomical structure 
of the C1 - C2 vertebral body, the C1 lateral 
mass, examine the size of the pedicle of C2, 
and the vertebral artery location when passing 
C2 and C1. 
Surgerical Technique: Endotracheal anes-
thesia with the posture of lying in the prone 
position. The head was fixed on May-Few 
frame. Incision of skin was along the posterior 
interspinous line from the point under the outer 
occiput to the C5, C6 spinous process. Dis-
section of the muscle mass beside the bilat-
eral spinal spinosity under the periosteum to 
the outer edge of joint C2 - C3. Dissection be-
neath the periosteum, above C1 posterior arch 
to both sides to see the C1 lateral mass. The 
inner edge of C1 lateral mass was palpable. 
The vertebral artery was in the artery groove 
above the C1 posterior arch. Normally, C2 
radicle is located from lateral mass to the C1 
posterior arch. After protecting the vertebral 
artery and C2 radicle, high-speed grinding 
drills with a 3-mm bit were used in the middle 
of C1 lateral mass to screw toward the center 
crossing horizontal plane made the angle of 
10 degrees. After Taro set screw 34mm long, 
diameter 3.5 mm into the C1 lateral mass. The 
point to place the screw through the C2 pedi-
cle was in the middle of the upper one third of 
the C2 pedicle. 
Placing the screw on the inner upper edge 
of the C2 pedicle, direct toward the center at 
an angle of 20 degrees and upward of 20 de-
grees. Set fixed rod to join C1 - C2. The corti-
cal bone in the outermost of arcs C1 and C2 
was crusted and transplanted by bone of C3 
posterior spinosity. The tendon was stitched 
into C2 posterior spinosity. Close the skin ac-
cording to the anatomical layers. 
Postoperative patient was given antibiotics, 
, then could sit up and exercise early, thread 
cut and discharged from the hospital 15 days 
after the surgery. 
IV. DISCUSSION 
Surgical treatment for C2 odontoid process 
fracture has many different methods. In gen-
eral, there are two main types of surgery: fron-
tal way surgery and posterior way surgery 
Frontal way surgery by screwing through the 
odontoid apophysis was first performed by 
Bohler [7; 8]. This technique directly fixes the 
fracture, strengthens the spine of the neck, 
preserves the rotation of C1C2. Bone weld 
rate is about 90%. But this technique is difficult 
to perform when odontoid process fractures 
involve severe C1C2 dislocations. 
Posterior way surgery to harden C1C2 also 
has many different methods such as lateral 
mass screwing surgery C1 and the C2 pedicle 
that has many advantages. In 2002, Author 
Goel reported 160 cases that were operated 
with splint screw at C1 lateral mass and C2 
pedicle; no patient then had neurological and 
vascular complications [9]. In 2001, Harms 
and Melcher reported 37 cases of screwing C1 
lateral mass and C2 pedicle that also resulted 
in 100% bone and no vascular and neurologic 
complication [6]. In 2010, Mummaneni studied 
42 cases of C1 lateral mass screwing showing 
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 JOURNAL OF MEDICAL RESEARCH 
high bone weld rate, reduced neck pain and 
improved neurological function [4]. 
Regarding to determining the bolt point on 
C1 lateral mass, there are many different 
views: The authors Harms and Goel screwed 
directly to the mass under posterior arch C1 
after rolling up the C2 radicle downward [1]. 
Tan, Wang and associates screwed on C1 to 
the lateral mass for good results. In this case, 
we screwed directly on C1 posterior arch and 
found many advantages: there is no need to 
roll up C2 radicle, the screw was quite firm 
because the part of screw in the bone was 
long, which was favorable for C1C2 
dislocation treatment. However, the bolt point 
was just on the posterior arch, near the 
vertebral artery groove, thus, vertebral artery 
is vulnerable [10]. Therefore, according to us, 
understanding of the path of the vertebral 
artery before the surgery by using 64-slide 
construction scan would help to avoid this 
complication. 
Through the study, we found that 
preoperative screening was of paramount 
importance. Patients are required to have a 64
-slide construction scan to determine the 
anatomy of the path of lateral vertebral artery 
because, according to the literature, 15 to 20% 
of patients have abnormalities of anatomical 
vertebral artery. We met a case of odontoid 
process fracture type II, 64-slide construction 
scan showed abnormality of the path of left 
vertebral artery that went over the posterior 
anterior facet of C1 lateral mass. In that case, 
we had to use the surgical method of screwing 
through the C1C2 joint and the patient also 
had surgery successfully. 
Vertebral arterial abnormality image 
It is important to take 64-slide scan to have 
anatomical determination of the size of the C2 
pedicle, because if the C2 pedicle were too 
small, this technique could not be applied. 
During surgery, continuously use C-Arm 3D to 
well control the path of the screw to reduce the 
risk of injury to vertebral artery and spinal 
cord. 
Figure 2. Vertebral arterial abnormality 
image 
V. CONLUSION 
Screwing surgery through C1 lateral mass 
and C2 pedicle should be applied to patient 
with sprained C1C2, odontoid process fracture 
type II as it results in high bone weld rate, firm 
fix but keeping ability to exercise cervical 
spine after surgery and it’s safe. However, it is 
needed to carry out preoperative examination 
thoroughly together with modern medical 
equipment, and it needs high accuracy and 
surgeon’s experiences. 
ACKNOWLEDGEMENTS 
We highly appreciate the Phu Tho provin-
cial general hospital for providing the data, 
allowing and supporting us to perform our re-
search. We would like to thank Department of 
Biostatistic and Health Informatic, Hanoi Medi-
cal University for technical assistance and ed-
iting the manuscript. 
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JOURNAL OF MEDICAL RESEARCH 
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