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ASSESSMENT OF ACUTE UPPER RESPIRATORY TRACT 
INFECTIONS IN CHILDREN AGED 1 TO 5 
IN CHUONGMY DISTRICT, HANOI CITY 
 Tran Thi Nhi Ha*; Quach Thi Can** 
 Hoang Duc Hanh*; Tran Van Tuan*** 
SUMMARY 
Objectives: To determine the situation of acute upper respiratory infections in children aged 
1 to 5 years preschool in Chuongmy district, Hanoi City. Subjects and methods: A cross-
sectional analytic study on 2,150 children aged 1 to 5 years was carried out from October 2014 
to February 2015. These children were chosen randomly from 6 preschools representing three 
ecological regions in district. Diagnosis of upper respiratory tract infections (URTI) was based 
on the revised WHO guidelines for diagnosis and management of childhood pneumonia. The 
data was analyzed using the statistical software Stata. Results and conclusion: The proportion 
of URTI was 30.74%, male accounted for 31.65% and female 29.71%. According to month of 
birth, we found that children under 24 months, 25 - 36 months, 37 - 48 months and over 48 
months had correspoding rate of URTI of 54.88%, 44.13%, 34.73%, 25.10%. Gender, month of 
birth, weight at birth, nutritional status, vaccination, passive smoking, types of cooking stoves, 
regular caregiver were not associated significantly with URTI. 
* Keywords: Acute respiratory tract infections; Upper respiratory infections; Under-five children. 
INTRODUCTION 
Acute respiratory tract infections (ARI) are 
the most common in childhood, comprising 
as many as 50% of all illnesses in children 
less than 5 years old and 30% in children 
aged 5 - 12 years [4]. Multiple factors 
determine the frequency and nature of 
these illnesses. These include host factors, 
environmental factors and infecting agents. 
ARIs are divided into URTI and lower 
respiratory tract infections. URTI are usually 
caused by viruses (germs). There are 
over 200 different types of viruses that 
cause URTI. ARI is a major cause of 
morbidity and mortality worldwide. Each 
year, about 1.3 million children under 
5 years die from ARI worldwide. ARI 
constitutes one third of the deaths in 
under five children in low income countries. 
The World Health Organization (WHO) 
estimated that respiratory infections 
account for 6% of the total global burden 
of disease [5]. 
* Hanoi Department of Health 
** National Otorhinolaryngology Hospital 
*** Vietnam Military Medical University 
Corresponding author: Tran Thi Nhi Ha (
[email protected]) 
 Date received: 27/02/2018 
 Date accepted: 10/04/2018 
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URTI has been recognized as one of 
the most common medical problems in 
daily lives of people worldwide. A strong 
confirmation for the prevention of URTI is 
rather inadequate, and thus, patients take 
preventive measures on the basis of their 
own experience or preferences [6]. In 
Vietnam, researchers said that ARIs 
caused the most mortality in children 
under 5 years old [1, 2]. However, the 
records about URTIs in Vietnam are still 
rare according to the ICD10 classification, 
especially in rural areas. This study 
therefore aimed at determining the 
situation of URTIs in children aged 1 to 5 
years followed by ICD10, in Chuongmy 
district, Hanoi City. 
SUBJECTS AND METHODS 
This was a community-based cross-
sectional analytic study carried out in 
winter from October 2014 to February 
2015 in Chuongmy district, which is 20 km 
away from the west of Hanoi City. It has 
an estimated population of about 337,600 
inhabitants. Many people's lives rely 
heavily on agriculture. At this time-study, 
due to low economic income, many 
couples had to go to work far away; 
these children were taken cared of 
by their grandparents or others. In their 
surroundings, they have become passive 
smokers because of cooking appliances 
such as wood, coal or electricity 
interspersed with gas, even smoke of 
cigarettes... All of this led to passive 
smoking. 
Sample size calculation: Chose 6 targeted 
communes representing 3 ecological 
regions. In each commune, all children 
who met selective criteria and did not 
violate exclusion criteria were enrolled in 
preschools. The sample size was calculated 
using the formula for epidemiological 
description of cross sectional study. A 
pre-study showed the prevalence of URTI 
in children under 5 years in Backan 2010 
was 36.1% [2] From formula, we 
calculated sample size was 2,124. 2,150 
children were included in the study. 
Study procedure: Participants were 
recruited between 8 am and 5 pm from 
Friday (12 - 12 - 2014) to Saturday (13 - 
12 - 2014) from all of the preschools. Out 
of 2,150 children, 1,147 boys and 1,003 
girls were recruited and their parents were 
interviewed. The parents or guardians of 
the child were informed about the study at 
the waiting room and then were interviewed. 
Findings from the consultation were used 
and additional information was obtained 
from a complementary history and physical 
examination. 
Data collection: Examination data was 
collected by doctor from Vietnam National 
Children's Hospital. Case definition for 
URTI was based on the ICD10 [7]. 
Data management: Data was entered, 
cleaned and analyzed using the statistical 
software Microsoft Excel 2016 and 
analyzed by SPSS software and p-value 
less than 0.05 was considered statistically 
significant, OR (odds ratio) and confidence 
interval 95% also was measured 
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RESULTS 
Figure 1: Incidence of symptomatic acute upper respiratory infections. 
According to the figure, we found that the most symptoms of URTI were runny nose 
(39.12%), cough (37.81%); others were less common. 
Table 1: Prevalence of acute URTI in children by gender. 
Boys 
(n = 1,147) 
Girls 
(n = 1,003) 
Total 
(n = 2,150) Gender 
n (%) n (%) n (%) 
p χ² 
None URTI 784 (68.35) 
705 
(70.29) 
1489 
(69,26) 
URTI 363 (31.65) 
298 
(29.71) 
661 
(30.74) 
0.332 0.942 
The proportion of URTI were 30.74%. However, the difference URTI between boys 
and girls was not statistically significant. 
Table 2: Prevalence of acute URTI by age group (n = 2,150). 
≤ 24 
months 
(n = 82) 
25 - 36 
months 
(n = 281) 
37 - 48 
months 
(n = 452) 
> 48 
months 
(n = 1335) 
Total 
(n = 2,150) Index 
n (%) n (%) n (%) n (%) n (%) 
p χ² 
None URTI 37 
(45.12) 
157 
(55.87) 
295 
(65.27) 
1000 
(74.90) 
1489 
(69.26) 
URTI 45 
(54.88) 
124 
(44.13) 
157 
(34.73) 
335 
(25.10) 
661 
(30.74) 
< 0.001 69.47 
Cough and cold 18 (21.95) 
42 
(14.95) 
71 
(15.71) 
251 
(18.08) 
382 
(17.77) > 0.05 4.90 
Rhinitis 
31 
(37.8) 
89 
(31.67) 
96 
(21.24) 
177 
(13.26) 
393 
(18.38) < 0.001 79.85 
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Allergic rhinitis 13 (15.85) 
41 
(14.59) 
55 
(12.17) 
117 
(8.78) 
226 
(10.64) < 0.001 13.11 
Pharyngitis 24 (29.27) 
75 
(26.69) 
84 
(18.58) 
169 
(12.66) 
352 
(16.37) < 0.001 46.86 
VA inflammation 20 (25.32) 
45 
(16.73) 
49 
(11.37) 
96 
(7.63) 
210 
(10.30) < 0.001 41.58 
Tonsillitis 15 (18.99) 
59 
(21.38) 
81 
(18.54) 
154 
(12.20) 
309 
(15.04) < 0.001 21.76 
Total 82 281 452 1335 2,150 
The proportion of children with URTI increased with age groups. The children with 
age of 48 - 60 months occupied 62.09%, while this rate was 3.8% in under 24-month 
children. When calculated in terms of disease incidence in each group, the data is 
reversed with age. This means that the older they are, the lower rate of URTI is. This is 
also true for the rate of specific diseases such as pharyngitis, rhinitis... 
Table 3: Prevalence of acute URTI in order: months of birth; birth weight; feeding 
status and vaccination (n = 2,150). 
URTI None URTI 
Criteria 
n % n % 
p 
The first one 
(n = 1,125) 365 32.44 760 67.56 Months of 
birth The 2nd one and over 
(n = 1,025) 296 28.88 729 71.12 
0.073 
< 2.5 kg 
(n = 71) 20 28.17 51 71.83 
Birth weight 
≥ 2.5 kg 
(n = 2,079) 641 30.83 1438 69.17 
0.633 
Breastfeeding 
(n = 1,976) 602 30.47 1374 69.53 
Lack breastfeeding 
(n =155) 52 33.55 103 66.45 
Feeding 
status 
Parenting (n = 19) 7 36.84 12 63.16 
0.574 
Full (n = 2,119) 649 30.63 1,470 69.37 
Vaccination Lack vaccination 
(n = 31) 12 38.71 19 61.29 
0.333 
The incidence of acute URTI in the 1st child was (32.44%) higher than that in the 
2nd child (28.88%), but the difference was not statistically significant (p > 0.05). In the 
group of children with weight at birth < 2.5 kg, the incidence of URTI was 28.17%, 
lower in children ≥ 2.5 kg (30.83%), the difference was not statistically significant 
(p > 0.05). In terms of feeding status and vaccination, we had the same results. 
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Table 4: Prevalence of acute URTI in children by smoking status; type of stoves use 
and caregiver (n = 2,150). 
URTI None URTI 
Criteria 
n % n % 
p 
Yes 
(n = 1,022) 330 32.29 692 67.71 Passive 
smoking No 
(n = 1,128) 331 29.34 797 10.66 
0.139 
Use only gas or electric stove 
 (n = 1,048) 324 30.92 724 69.08 Types of 
stoves 
used Alternate firewood/coal/oil stove 
(n = 1,102) 337 30.58 765 69.42 
0.866 
Parents 
(n = 2,099) 643 30.63 1456 69.37 Regular 
caregiver 
Others (n = 51) 18 35.29 33 64.7 
0.476 
As shown on table 4, environmental factors such as exposure to wood 
smoke, cigarette smoke (passive smoking), types of stoves used, regular caregiver 
were not increased significantly (p > 0.05). 
DISCUSSION 
* Characteristics of age groups of 
children participating in the study: 
Children's age group are mainly over 
48 months, accounting for 65.3%; 31.53% 
of children aged 24 - 48 months, only 
3.16% of children under 24 months. In fact, 
almost preschools currently enroll children 
18 months or older. 
This study aimed at determining the 
proportion of URTIs and identifying some 
related risk factors in children under 
5 years preschool. A high proportion of 
URTI was 30.74%, which was lower than 
the study in Uganda [1], Backan 
(Vietnam) [2], but consistent with the 
study in Hong Kong [9], this may be 
related to different place time periods 
used in these studies. In Backan, the 
weather is usually colder than in Hanoi, 
which may lead to higher URTI in 
children. WHO said that most children 
have about four to six acute respiratory 
tract infections each year accounting for a 
substantial proportion of consultations to 
primary care physicians [10]. In the study, 
we also found that, children have URTI 3 - 
5 times each year. The real data will be 
showed in other report. 
In Vietnam, smoking is men’s habit 
and they often smoke in the house, which 
makes women and children largely passive 
smokers. According to Alexis A. Tazinya, 
Gregory E. Halle-Ekane, Lawrence 
T. Mbuagbaw et al, the risk factors 
significantly associated with ARI were: 
infection with HIV, poor maternal education, 
passive smoking, exposure to wood smoke 
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and contact with person with ARI [4]. In 
Vietnam, the findings by Nguyen Hoang 
Son [3] showed the association between 
ARI and smoking. The children whose 
families used coal or oil had higher risk of 
URTI than those whose families use 
electric cooker. However, in our study, 
environmental factors such as exposure 
to wood smoke, cigarette smoke, types of 
stoves, regular caregiver were significantly 
increased with the proportion of URTI. On 
the other hand, some other factors like 
months of birth, birth weight, feeding 
status, vaccination aren’t also associated 
with statistical significance. 
In fact, today, the number of people 
smoking and using coal or oil in cooking 
has reduced; other stoves like gas have 
been replaced, therefore, we found no 
connection between URTI in children. The 
further studies should be recommended. 
CONCLUSION 
The proportion of URTI in preschool 
children in Chuongmy district was 30.74% 
and that of boys was 31.65% and girls 
29.71%. Some risk factors not significantly 
associated with URTI were: months of birth, 
birth weight, feeding status, vaccination, 
passive smoking, types of stoves, regular 
caregiver. There should be more studies 
on URTI in preschool children. 
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