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 RISK FACTORS FOR RADIATION PNEUMONITIS 
AFTER THORACIC IRRADIATION 
 Nghiem Thi Minh Chau1; Duong Thuy Linh1; Nguyen Van Ba1 
 Tran Viet Tien1; Ryuji Hayashi2 
SUMMARY 
Objectives: To investigate risk factors for radiation induced pneumonitis after thoracic 
irradiation in total of 378 patients including esophagus cancer (55 patients), lung cancer 
(137 patients), breast cancer (177 patients) and mediastinum tumor (9 patients). Subjects and 
methods: From January 2010 to January 2018, 378 patients with esophagus cancer, lung 
cancer, breast cancer, mediastinum tumor were treated with radiotherapy; these 378 cases 
were retrospectively analyzed for radiation induced pneumonitis. To explore the risk factors for 
radiation induced pneumonitis, the investigated factors include: Age, sex, subclinical interstitial 
lung disease, some irradiated underlying lung volumes of more than 15 Gy, 20 Gy (V15, V20), 
mean lung dose, some laboratory values KL-6, LDH, albumin, WBC, NEU, LYM, CRP. Results: 
Radiation induced pneumonitis was graded according to Common Terminology Criteria for 
Adverse Events v 4.0. Radiation induced pneumonitis was also found in CT-scans with or 
without fibrosis, the level of honey combing images involving of the lobe lung. While the 
relationships between not only the clinical factors but also the dosimetric factors and radiation 
induced pneumonitis were significantly associated, these parameters from laboratory tests 
showed the weak relationship with radiation induced pneumonitis. Conclusion: In our study, 
the clinical and dosimetric risk factors for radiation induced pneumonitis after irradiation were 
retrospectively investigated with mixed kinds of cancers consisted of numerous patients showed 
that radiation induced pneumonitis was induced more frequent in groups with increasing 
predictive risk factors such as over vs. below 70 years old, female vs. male, with vs. without 
interstitial lung disease as following 24.8% vs. 11.4%, 4.4% vs. 31%, 56.4% vs. 12.1%, 
difference was significant, p < 0.05, respectively. This study also showed that the incidence of 
radiation induced pneumonitis got worse after increasing V15/V20/mean lung dose in dosimetric 
radiotherapy. Some risk factors including age, gender, interstitial lung disease interstitial 
lung disease, V15/V20/mean lung dose play important roles in predicting severe radiation 
induced pneumonitis. 
* Keywords: Pneumonitis; Thoracic irradiation; Risk factors. 
INTRODUCTION 
Severe radiation pneumonitis (RP) is 
the most common cause of death shortly 
after radiotherapy. Symptoms caused by 
subacute radiation pneumonitis usually 
develop approximately 4 to 12 weeks 
following irradiation, whereas symptoms 
of late or fibrotic radiation pneumonitis 
develop after 6 to 12 months. 
1. 103 Military Hospital 
2. Toyama Hospital University, Toyama, Japan 
Corresponding author: Duong Thuy Linh (
[email protected]) 
 Date received: 20/10/2018 
 Date accepted: 07/12/2018 
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Typical symptoms for both types of 
lung injury include dyspnea, cough, chest 
pain, fever and malaise. The risk factors 
for RP after conventional thoracic radiation 
therapy were reported in several studies. 
Therefore, investigation of factors of 
severe RP is important to improve the 
safety of thoracic radiation therapy. In this 
study, we retrospectively analyzed the risk 
factors of RP after treated radiotherapy. 
SUBJECTS AND METHODS 
1. Subjects. 
378 patients with esophagus cancer 
(55 patients), lung cancer (137 patients), 
breast cancer (177 patients), mediastinum 
tumor (9 patients) were treated with 
radiotherapy from January 2010 to January 
2018. 
2. Methods. 
- Radiotherapy: Treatment planning 
was performed using the Eclipse (Varian 
Medical System). There were only 37 patients 
with lung cancer treated stereotactic body 
radiotherapy plans, the remaining 341 patients 
were treated three dimensional conformal 
radiotherapies. The dose limitation for 
pulmonary parenchyma was a mean lung 
dose, percentages of total lung volume 
receiving > 20 Gy (V20) and > 15 Gy 
(V15) according to QUANTEC. The dose 
per fraction was 1.8 - 2 Gy for 
conventional radiotherapy, 4 - 5 Gy for 
stereotactic body radiotherapy. Total dose 
was based on type of cancer, the median 
prescribed dose in this study was 50 Gy 
(ranged 20 - 72 Gy). 
- Follow-up procedures: Regular 
follow-up visits were performed 3 - 4 month 
intervals for the first 2 years after 
completing treatment and at every 
4 - 6 months thereafter. At each follow-up 
visit, patients were evaluated including a 
medical history and physical examination, 
CT-scans and laboratory tests. Radiotherapy 
was graded according to Common 
Terminology Criteria for Adverse Events 
v4.0. Radiotherapy was also found in CT-
scans with or without fibrosis, the level of 
honey combing images involved in the 
lobe lung. 
- The risk factors for radiation pneumonitis: 
The clinical risk factors for radiotherapy 
were investigated including age, subclinical 
interstitial lung diseases (ILD) and the 
changes of values in laboratory tests. 
The presence of ILD was reviewed 
using CT findings usually present in ILD, 
such as ground - glass attenuation, 
reticulation, patchy ground - glass 
abnormalities and honey combing. 
For dosimetric factors, the total underlying 
lung volume was defined as the total lung 
volume minus the gross tumour volume. 
The dosimetric parameters were calculated 
from the dose - volume histogram for the 
total underlying lung volume. The irradiated 
total underlying lung volumes of more 
than 15 Gy, 20 Gy (lung V15, V20) and 
mean lung dose were evaluated evaluated 
as risk factors for radiotherapy. 
The laboratory evaluation was depended 
on the clinical situation. The samples 
blood tests were collected before and 
after patients received thoracic irradiation. 
The test values were in normal ranges as 
followed: 
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KL-6: 105.3 - 401.2 U/mL (Krebs von 
den Lungen-6); LDH: 110 - 210 U/l; 
albumin: 4.1 - 5.1 g/dL; WBC: 33 - 86 x 
100/µL; CRP: 0.0 - 0.14 mg/dL; Neu: 
42.0 - 72.3%; Lym: 20.4 - 47.5%. 
* Statistical analysis: 
The relationships among RP and the 
clinical factors were calculated using 
Chi-square probability test. The relationships 
between RP and dosimetric factors were 
analyzed using the independent samples 
t-test. Univariate logistic regression analyses 
were performed to evaluate the data 
using SPSS v.16.0. Differences with 
p-values < 0.05 were considered statistically 
significant. The changes of laboratory 
tests before and after treatment were 
analyzed using the paired samples test. 
RESULTS 
1. The subjects. 
Table 1: The patient’s characteristics. 
2. Relationships between the clinical factors and radiation pneumonitis. 
Table 2: Clinical factors were associated with radiation induced pneumonitis. 
Radiotherapy 
n = 63 p value 
Age (< 70 vs. ≥ 70 ) 26/229 vs. 37/149 0.015 
Sex (male vs. female) 54/174 vs. 09/204 < 0.001 
Subclinical ILD (yes vs. no) 22/39 vs. 41/339 < 0.001 
Group cancer (esophagus vs. lung vs. 
breast vs. mediastinum) 07/55 vs. 50/137 vs. 04/177 vs. 02/09 < 0.001 
By univariate analysis, all of above factors including ages, gender, ILD compared to 
subgroups involved in RP were significantly different (p < 0.001). 
Characteristics Subgroup Number of patients ILD RP ILD & RP 
Esophagus 55 04 07 02 
Lung 137 34 50 20 
Breast 177 01 04 0 
Tumor type 
Mediastinum 09 0 2 0 
Male 174 38 54 22 Gender 
Female 204 01 09 0 
≥ 70 149 28 37 14 Age 
< 70 229 11 26 08 
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3. Relationship between dosimetric parameters and radiotherapy. 
Table 3: Relationship between dosimetric factors and radiotherapy. 
Mean ± SEM Dosimetric factors 
Radiotherapy positive Radiotherapy negative 
p value 
V15 23.79 ± 1.4 11.84 ± 0.53 < 0.001 
V20 19.94 ±1.19 9.81 ± 0.44 < 0.001 
Mean lung dose 10.90 ± 0.58 5.72 ± 0.21 < 0.001 
This table showed the relationships between the dosimetric factors and radiotherapy 
in all kinds of cancers. Their p values were under 0.001 meant that there was a strong 
difference in V15/V20/mean lung dose between 2 groups with or without radiotherapy. 
4. Assessing the changes of laboratary tests before and after thoracic irradiation. 
Table 4: Laboratory tests before and after thoracic irradiation. 
Radiotherapy Before therapy After therapy p value 
Positive 41 623.63 ± 90.7 695.04 ± 103.41 0.54 
Negative 46 406.45 ± 57.05 404.92 ± 49.32 0.97 
KL6 
p value 0.047 0.010 
Positive 63 298.06 ± 77.4 212.53 ± 9.65 0.24 
Negative 223 197.58 ± 5.9 194.38 ± 5.42 0.24 
LDH 
p value 0.019 0.104 
Positive 62 3.77 ± 0.06 4.52 ± 0.68 0.28 
Negative 222 3.68 ± 0.03 4.72 ± 0.89 0.24 
Albumin 
p value 0.201 0.859 
Positive 63 70.81 ± 3.59 54.67 ± 4.15 0.001 
Negative 225 63.58 ± 1.63 54.48 ± 2.08 0.00 
WBC 
p value 0.093 0.979 
Positive 55 43.93 ± 2.79 39.71 ± 4.2 0.28 
Negative 203 40.77 ± 1.42 39.11 ± 1.75 0.28 
Neu 
p value 0.318 0.896 
Positive 61 21.04 ± 4.18 6.31 ± 0.5 0.001 
Negative 222 17.13 ± 1.05 8.54 ± 0.33 0.00 
Lym 
p value 0.368 0.000 
Positive 60 1.61 ± 0.31 2.85 ± 0.65 0.06 
Negative 185 1.28 ± 0.17 1.61 ± 0.19 0.04 
CRP 
p value 0.360 0.016 
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These parameters from laboratory tests in this study were not stable between two 
groups with or without radiotherapy; some of tests were significantly different and 
others were not. The significant tests did not strongly reflect the status of radiotherapy 
alone which was probably in combination with other inflammations. This result was 
consistent with previous studies showing that they were not specific for assessing RP. 
There is only KL-6 value which shows significant difference between two groups 
with or without radiotherapy not only before treatment but also after treatment (p < 0.05). 
5. Risk factors between the death-induced radiotherapy group and the alive 
patients group. 
Table 5: Assessing the difference of risk factors between the death-induced 
radiotherapy group and the alive patients group, who was diagnosed with lung cancer 
and had radiotherapy after radiation therapy. 
Mean ± SEM 
Dosimetric factors 
Death-induced RP (n = 5) Survivors (n = 45) 
p value 
ILD 03 17 
V15 27.26 ± 5.6 24.32 ± 1.61 0.638 
V20 20.62 ± 6.4 21.11 ± 1.38 0.943 
MLD 12.60 ± 2.29 11.36 ± 0.71 0.629 
Before treatment 
KL6 686.6 ± 120.23 601.31 ± 104.85 0.603 
LDH 284.2 ± 44.54 320.18 ± 107.92 0.759 
Albumin 3.9 ± 0.15 3.84 ± 0.05 0.726 
WBC 79.22 ± 13.89 69.10 ± 3.61 0.515 
Neu 51.4 ± 12.32 41.57 ± 2.47 0.475 
Lympho 20.2 ± 4.33 22.14 ± 5.76 0.790 
CRP 2.11 ± 0.82 1.38 ± 0.35 0.457 
After treatment 
KL6 1436.0 ± 630.84 677.67 ± 109.4 0.05 
LDH 295.8 ± 56.87 207.1 ± 11.08 0.196 
Albumin 3.54 ± 0.41 4.30 ± 0.74 0.374 
WBC 83.52 ± 26.57 54.28 ± 4.74 0.336 
Neu 77.35 ± 35.32 39.77 ± 4.26 0.033 
Lympho 4.9 ± 1.23 6.8 ± 0.68 0.203 
CRP 3.32 ± 1.71 2.79 ± 0.82 0.792 
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There were 5 deaths due to radiotherapy 
in the total of 50 patients had been RP 
after treatment. However, this result showed 
that there was not any clear difference 
between two groups about these parameters. 
The time of occurring radiotherapy early 
is the common feature in the death 
induced radiotherapy group. 3 patients 
had radiotherapy during treatment with 
radiotherapy and died after finishing the 
course treatment about 18 days to 1 month. 
2 patients suffered from radiotherapy occurred 
in after treatment 2 months to 3 months 
and died after 1.5 month to 2 months. 
DISCUSSION 
Radiotherapy includes stereotactic body 
radiotherapy and conventional therapy 
have been widely used as a safe and 
effective treatment for many kinds of 
cancers indicated with thoracic irradiation. 
One of the most common causes of toxicity 
after radiotherapy either stereotactic body 
radiotherapy or conventional therapy is 
radiotherapy, especially for patients with 
lung cancer. Although most of radiotherapy 
was in grade 1 or 2, a few cases had the 
potential to be severe or mortal [1, 2, 3]. 
In our study, we focused on 4 types of 
cancers: esophagus, lung, breast and 
mediastinum cancers and assessed 
predictive risk factors for complication 
after radiotherapy. Many factors affect the 
risk for radiotherapy including the method 
of irradiation, the volume of irradiated 
lung, the total dosage and frequency of 
irradiation, associated chemotherapy, and 
possibly the genetic background of the 
patient, gender, age, ILD [4]. In our study, 
the clinical and dosimetric risk factors 
for radiotherapy after irradiation were 
retrospectively investigated with combined 
kinds of cancers on a great number 
of patients. The results showed that 
radiotherapy was induced more frequent 
in groups with increasing predictive risk 
factors such as over vs. below 70 years 
old, female vs. male, with vs. without ILD 
with the corresponding rate of 24.8% vs. 
11.4%, 4.4% vs. 31%, 56.4% vs. 12.1%, 
difference was significant, p < 0.05, 
respectively. Our study showed that the 
incidence of radiotherapy got worse after 
increasing V15/V20/mean lung dose in 
dosimetric radiotherapy. These results 
were consistent with previous studies 
[5], which proved that irradiated 
underlying lung volumes of more than 15 
Gy, 20 Gy (V15, V20), mean lung dose 
play important role in predicting severe 
radiotherapy. 
Laboratory tests were sometimes not 
consistent with status of radiotherapy 
which showed the tests were not specific 
for radiotherapy due to diverse conditions. 
However, there was only KL-6 value 
which shows significant difference 
between two groups with or without 
radiotherapy not only before treatment but 
also after treatment (p < 0.05). KL-6 is a 
mucinous high molecular weight 
glycoprotein, expressed on type 2 
pneumocytes. It is generally regarded as 
the lung epithelium-specific protein KL-6. 
Previous studies suggested that KL-6 is 
a useful marker for the clinical diagnosis 
of pneumonitis [6]. However, very few 
studies were comprehensive enough to 
be mentioned where KL-6 has been tested 
as a biomarker for clinical pneumonitis. 
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These results showed the similar 
outcomes with many previous studies 
[5, 6, 7]. Intriguingly, the difference in our 
study is so strongly significant between 
analyzed groups. 
CONCLUSION 
We find that radiotherapy induced 
more frequent in groups with increasing 
predictive risk factors such as over vs. 
below 70 years old, female vs. male, 
with vs. without ILD, level of V15 
N20/mean lung dose in dosimetric 
radiotherapy and only KL-6 value which 
shows significanct difference between 
two groups with or without radiotherapy 
not only before treatment but also after 
treatment (p < 0.05) 
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