JMR 116 E3 (7) - 2018 1 
JOURNAL OF MEDICAL RESEARCH 
PRODUCTION OF LIOPHILIZED QUALITY CONTROL SAMPLES 
FOR SEVERAL CLINICAL CHEMISTRY TEST 
Nguyen Quynh Giao
1
, Dang Quang Huy
1
, 
Pham Thi Huong Trang
2
, Dang Thi Ngoc Dung
3
, Trinh Thi Phuong Dung
1
1Faculty of Medical Technology 
2Quality Control Center for Medical Laboratory 
3 Department of Biochemistry 
An essential part of medical laboratory quality assurance is statistical quality control (SQC) which 
requires the laboratory to analyse quality control materials. Our research focused on lyophilized quality con-
trol material that can be produced using materials from laboratory. Plasma samples, anticoagulated by hepa-
rin, that had common clinical chemistry parameters including creatinine, total cholesterol and AST, were 
collected from the Department of Medical Laboratory at the Hanoi Medical University Hospital. All parame-
ters were within the normal reportable range. The samples were lyophilized and tested for homogeneity and 
stability. Homogeneity and stability testing results for lyophilized and frozen control samples for creatinine, 
total cholesterol and AST showed no significant difference in 20 days across six assessment time points 
(p > 0.05). The results also indicated that despite the acceptable stability performance within 20 days. The 
procedure for production of lyophilized quality control material for several clinical chemistry tests showed 
initial success. 
Keywords: Statistical quality control, quality control material, homogeneity, stability 
Corresponding author: Nguyen Quynh Giao, Faculty of 
Medical Technology 
Email: 
[email protected] 
Received: 15/11/2017 
Accepted: 12/11/2018 
I. INTRODUCTION 
Statistical quality control (SQC) - an essen-
tial part of medical laboratory quality assur-
ance - is a procedure that requires quality con-
trol materials. Quality control materials are 
often commercially bought from various manu-
facturers at relatively high cost by laboratories. 
Self-production of quality control materials 
using samples collected by laboratories is an-
other method of obtaining quality control mate-
rial that is commonly used by many laborato-
ries around the world. This method helps labo-
ratories reduce cost and improve the availabil-
ity of quality control material. At the moment, 
there is no Vietnamese laboratory able to self-
produce lyophilized plasma samples for Statis-
tical quality control. The aim of this research 
project was to produce lyophilized quality con-
trol materials, following the standard guide-
lines from the World Health Organization. 
II. METHODS 
1. Study setting 
The study was conducted at the 
Department of medical laboratory of Hanoi 
Medical University Hospital (for sample 
collection), Department of Histology and 
Embryology (for lyophilization), and National 
Geriatric Hospital (for samples measurement) 
from March to May of 2016. 
2. Materials and methods 
Plasma was stored in blood tubes contain-
ing Heparin from the Department of Medical 
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 JOURNAL OF MEDICAL RESEARCH 
Laboratories in Hanoi Medical University Hos-
pital and National Geriatric Hospital. 
Selection criteria for subjects were as fol-
lows: common chemistry parameters including 
creatinine, total cholesterol and AST that are 
within normal reportable range. 
Exclusion criteria for this study were as 
follows: samples that test positive for HIV, 
HBV, and HCV, haemolysed samples, sam-
ples with elevated bilirubin levels, cloudy ap-
pearance, or insufficient amount of plasma. 
2.1. Homogeneity testing 
By the time the sample lot had just been 
produced, at least 10 samples (or 10% of the 
total number of samples, whichever was 
greater) were selected randomly to be 
analysed twice. The homogeneity assessment 
was done either by determining the between-
sample variability using ANOVA-test and t-test 
with 95% confidence interval and comparing it 
to the assessment criteria (ISO 13528), or by 
using statistical comparison tests (Guide 35), 
or by using the combination of statistical 
criteria and objectives (IUPAC) [2 - 4] (Refer to 
the Appendix 1). 
2.2. Stability testing 
After confirming the homogeneity of the 
produced samples, the process of stability 
assessment was done following ISO 13528 
guideline. One random sample is selected 
from the sample lot and analysed repeatedly 
throughout the assessment period. Within the 
95% confidence interval, the collected results 
are statistically compared with the results 
gathered from the homogeneity assessment 
step, which are considered to be the initial 
concentration of the sample. If the results 
show no significant difference, the sample is 
still stable. In this study, for each selected 
point of time within the assessment period with 
the interval of 4 days, one frozen and one ly-
ophilized samples were selected for testing. 
These 2 samples were then repeatedly tested 
10 times for each parameter. 
2.3. Measures and instruments 
We used the LY3-TTE/DM8 lyophilizer, 
Panasonic refridgerator and Abbott Architect 
Ci4100 for automatic chemistry analysis to 
conduct our study. Analytes were chosen 
based on several different measurement meth-
ods. A one-point enzymatic kinetic test was 
used to measure plasma creatinine, an end 
point colorimetric test was used to measure 
total cholesterol and multi-point enzymatic 
kinetic tests were used to measure AST levels. 
3. Statistical analysis 
Collected data was analyzed using Micro-
soft Office Excel 2013, SPSS 20. The protocol 
for evaluation of stability and homogeneity of 
samples was determined according to ISO 
13528 (2005), IUPAC Harmonized protocol 
(2006) and ISO guide 35 . The acceptable cri-
teria for homogeneity was p > 0.05 for both 
ANOVA and t-test. The acceptable criteria for 
stability was p > 0.05 for t-test [2 - 4]. 
4. Research ethics 
The study was carried out in laboratory 
environment, Heparin samples were collected 
from the Medical laboratory department of the 
Hanoi Medical University hospital. The study 
did not use for interfere with any private infor-
mation that might violate human rights and 
regulations from the ethical committee. 
 JMR 116 E3 (7) - 2018 3 
JOURNAL OF MEDICAL RESEARCH 
III. RESULTS 
1. Quality of lyophilized plasma-based QC sample 
Figure 1. Serology sample before and after freeze-dried 
The lyophilized samples was soft and dry before reconstitution. Post-reconstitution samples 
were light yellow colour and clear, with no precipitate or scum formed. 
2. Homogeneity testing 
Table 1. Creatinine concentration results from the homogeneity test of lyophilized and 
frozen samples 
 Lyophilized Frozen 
Sample 
1 2 
1 2 
1 69.45 70.37 68.77 72.66 
2 70.04 70.78 73.23 72.64 
3 71.12 69.3 71.39 71.64 
4 70.59 69.63 68.56 69.53 
5 71.21 70.87 p > 0.05 72.93 72.22 p > 0.05 
6 71.31 71.16 72.51 69.23 
7 70.18 70.14 71.62 73.06 
8 71.56 71.44 69.79 70.22 
9 70.89 71.17 66.81 69.65 
10 71.47 70.89 72.64 70.87 
 p > 0.05 p > 0.05 
p > 0.05 
No 
 4 JMR 116 E3 (7) - 2018 
 JOURNAL OF MEDICAL RESEARCH 
Graph 1. Creatinine level of lyophilized and frozen QC samples at different points of time 
The stability test results gathered from day 4, day 8, day 12, day 16 and day 20 showed no 
significant difference compared to the initial concentration (p > 0.05). The same results were ob-
tained for AST and total Cholesterol. 
Table 1 shows the creatinine concentration from the homogeneity testing of frozen and lyophi-
lized sample. There was no significant difference in the within-sample (2 replicates for 1 sample) 
and the between-samples (1 replicate for 10 samples) results (p > 0.05). The difference between 
lyophilized and frozen samples in term of Creatinine, Total Cholesterol and AST concentrations 
were also insignificant (p > 0.05). 
3. Stability test 
Table 2. Creatinine concentration of lyophilized and frozen QC samples at 6 different 
points of time 
Time 
period 
Frozen Lyophilized 
n SD P n SD p 
Day 0 20 70.68 0.69 20 71 1.83 
Day 4 10 68.49 0.7 0.05 
Day 8 10 70.1 1.14 > 0.05 10 72.31 1.83 > 0.05 
Day 12 10 71.15 0.66 > 0.05 10 72.2 1.71 > 0.05 
Day 16 10 70.91 0.96 > 0.05 10 70 1.92 > 0.05 
Day 20 10 70.37 1.12 > 0.05 10 70.22 2.15 > 0.05 
X X
 JMR 116 E3 (7) - 2018 5 
JOURNAL OF MEDICAL RESEARCH 
Table 3. Cholesterol concentration from homogeneity testing 
of frozen and lyophilized samples 
 Lyophilized Frozen 
Sample 1 2 1 2 
1 4.89 4.92 4.9 4.93 
2 4.91 4.96 4.92 4.91 
3 4.89 4.91 4.88 4.89 
4 4.89 4.92 4.86 4.92 
5 4.84 4.93 p > 0.05 4.91 4.93 p > 0.05 
6 4.88 4.9 4.89 4.89 
7 4.88 4.88 4.82 4.92 
8 4.86 4.9 4.85 4.95 
9 4.82 4.86 4.83 4.89 
10 4.76 4.9 4.88 4.96 
 p > 0.05 p>0.05 
 (t-test) 
 p > 0.05 
Measure 
Table 4. AST concentration from homogeneity testing of frozen and lyophilized samples 
 Lyophilized Freeze 
Sample 
Measure 
1 2 1 2 
1 20.96 21.82 21.55 20.62 
2 21.2 21.55 20.85 21.73 
3 21.75 21.87 21.45 21.2 
4 20.59 20.35 21.02 21.31 
5 21.56 21.05 p > 0.05 21.14 20.88 p > 0.05 
6 21.54 21.15 21.05 21.57 
7 20.31 21.52 21.7 20.91 
8 21.7 21.35 20.23 20.92 
9 21.36 20.69 20.77 21.41 
10 21.3 19.2 21.84 20.65 
 p > 0.05 p > 0.05 
 p > 0.05 
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 JOURNAL OF MEDICAL RESEARCH 
4. Lyophilization performance 
Table 5 describes the lyophilized performance. The average evaporation was 95% of the total 
weight, which satisfied the requirement of maximum 5% water retained in the sample after lyophi-
lization. Therefore, the lyophilization performance was consistent throughout the lot. 
Table 5. Lyophilization performance 
Sample 
Vial 
(x) 
Vial + liquid 
plasma 
(y) 
Liquid 
plasma 
(y - x) 
Vial + Ly-
ophilized 
plasma (z) 
Lyophilized 
plasma 
(z - x) 
∆ H2O 
(y - z) 
%H2O 
(y-z)/(y-x) 
1 32.37 37.3 4.93 32.81 0.44 4.49 91.08% 
2 33.52 38.38 4.86 33.95 0.43 4.43 91.15% 
3 32.96 38.04 5.08 33.41 0.45 4.63 91.14% 
4 32.28 37.22 4.94 32.73 0.45 4.49 90.89% 
5 32.91 37.75 4.84 33.34 0.43 4.41 91.12% 
6 31.72 36.7 4.98 32.17 0.45 4.53 90.96% 
7 32.74 37.79 5.05 33.2 0.46 4.59 90.89% 
8 32.9 37.98 5.08 33.36 0.46 4.62 90.94% 
9 21.63 26.65 5.02 22.09 0.46 4.56 90.84% 
10 21.7 26.69 4.99 22.14 0.44 4.55 91.18% 
11 15.22 19.98 4.76 15.64 0.42 4.34 91.18% 
12 14.8 19.83 5.03 15.26 0.46 4.57 90.85% 
13 21.73 26.75 5.02 22.18 0.45 4.57 91.04% 
14 32.38 37.42 5.04 32.84 0.46 4.58 90.87% 
15 32.45 37.47 5.02 32.9 0.45 4.57 91.04% 
16 32.54 37.39 4.85 32.97 0.43 4.42 91.13% 
17 33.23 38.22 4.99 33.68 0.45 4.54 90.98% 
18 31.52 36.51 4.99 31.97 0.45 4.54 90.98% 
19 32.1 37.03 4.93 32.54 0.44 4.49 91.08% 
20 32.63 37.66 5.03 33.08 0.45 4.58 91.05% 
 JMR 116 E3 (7) - 2018 7 
JOURNAL OF MEDICAL RESEARCH 
IV. DISCUSSION 
Procedure for production of plasma-
based lyophilized QC material for clinical 
chemistry test 
The study used pooled plasma sample that 
was clear, with no precipitate and had light 
yellow colour, which satisfied the requirement 
for lyophilisation. It was also important to 
monitor the performance of the lyophilisation 
process. The ratio of evaporated water re-
flected the lyophilisation performance consis-
tency of the samples within one lot; it also 
helped reassure the homogeneity of the initial 
pooled plasma. The criterion for the remaining 
water within product is no more than 5%.The 
lyophilisation vials were weighted on an elec-
trical balance (0.0005g accuracy) before and 
after the freeze-dried process. The results 
showed that the average evaporated water 
was 95% in weight. Therefore, the samples 
within this lot were consistent in lyophilization 
performance. The final product was soft, dry, 
and satisfied requirements for analysis post-
reconstitution [1]. This result demonstrated 
that the procedure taken was appropriate and 
the plasma sample lot was completely lyophi-
lized and was ready for the homogeneity and 
stability test. 
Homogeneity 
In this study, there was no significant differ-
ence in the Creatinine concentration within-
sample (2 repeats for 1 sample) and between-
sample (1 run for 10 samples) (p > 0.05). The 
similar results were obtained for Cholesterol 
and AST. Therefore, it was concluded that the 
lyophilized samples were completely homoge-
nous and could be tested for stability. 
Stability 
Creatinine concentration changes through 
out the assessment period compared to the 
initial value showed that despite the fact that 
both types of preservation indicated accept-
able stability at least 20 days. 
Based on the result, lyophilized samples 
were proven to have high stability for 
Creatinine. This report is similar to the results 
obtained by Rixin Jamtsho and his research 
team [5]. 
Total cholesterol results showed similar 
results regarding the stability of both lyophi-
lized and frozen samples within the period of 
20 days, with very low variable across different 
points of time (variable of 0 - 0.2%). This pa-
rameter, however, indicated that the lyophi-
lized samples were more stable. 
According to J. Maurukas, the concentra-
tion of Cholesterol in lyophilized serum were 
stable up to 5 weeks under -20
0
C condition. 
The finding from this study is also in line with 
Maurukas’s results [6]. 
The results of changing AST activity in 
comparison to the initial value demonstrated 
that although both frozen and lyophilized sam-
ples were stable within the period of 20 days. 
The lyophilized showed less variation com-
pared to the initial value . According to 
P.D.Divya and K.K. Jayavardhannan, activity 
AST in goat serum stable up to 11 11 days 
under 4
0
C and 14 days under -20
0
C condition 
[7]. 
The research only covered a short period 
of time and had not considered different stor-
ing conditions for both freeze and lyophilized 
samples. Further research with larger number 
of samples and scales are needed to provide 
more accurate decision. 
 8 JMR 116 E3 (7) - 2018 
 JOURNAL OF MEDICAL RESEARCH 
V. CONCLUSION 
The procedure for production of lyophilized 
quality control material for several clinical 
chemistry tests showed initial success. Further 
research on longer period for stability test is 
needed to improve upon and confirm the cur-
rent data. 
REFERENCES 
1. Ngo Thin Duy, Trinh Binh, Pham 
Duong Tuan, Do Phan Trung (2007). 
Research on development of fresh plasma 
lyophilization for clinical treatment using LY3-
TTE/DM8 lyophilizer. Journal of Medical 
Research, 49(3). 
2. ISO 15328 (2015). Statistical methods 
for use in proficiency testing by interlaboratory 
comparison. 
3. Thompson M., Stephen LR Ellison., 
Wood R (2006). The international harmonized 
protocol for the proficiency testing of analytical 
chemistry laboratories (IUPAC Technical 
Report). Pure and Applied Chemistry, 78(1), 
145 - 196. 
4. ISO Guide 35 (2006). Reference materi-
als -General and statistical principles for certi-
fication. 
5. Jamtsho R (2013). Stability of Lyophi-
lized Human Serum for Use as Quality Control 
Material in Bhutan. Indian J Clin Biochem, 28
(4), 418 - 421. 
6. Maurukas J (1978). Process for prepar-
ing biological compositions for use as refer-
ence controls in diagnostic analyses 
7. Divya PD., Jayavardhanan KK (2010). 
Effect of Temperature and storage time on 
Hepatobiliary enzyme activities in Goat serum. 
Veterinary World, 3(6), 277 - 279. 
 JMR 116 E3 (7) - 2018 9 
JOURNAL OF MEDICAL RESEARCH 
Plasma pool 1 
Store at -20
0
C 
Defreeze, mix, filter 
20 eppendorf tubes 
V = 0.5 mL 
Prepare frozen sample, 
store at -20
0
C 
Randomly select 10 samples, 
run 2 repeats per sample 
Perform homogeneity test 
Take 1 sample every 4 
days, run 10 repeats 
Perform stability test 
Compare 
Compare 
Selected plasma 
Plasma pool 2 
Store at -20
0
C 
Re-analyze biochemis-
try parameters 
Defreeze, mix, filter 
Plasma pool 3 
Divide the plasma pool 
20 glass vials V = 5 mL 
Prepare lyophilized sam-
ples, store at -20
0
C 
Randomly select 10 sam-
ples, reconstitute, run 2 
repeats per sample 
Perform homogeneity test 
Take 1 sample every 4 
days, run 10 repeats 
Perform stability test 
 Appendix 1. Research process